MiFID II Transaction Reporting Reconciliation & Reporting Decision Control

AI-enabled technology and rapid access to specialist reference data assists firms to achieve complete and accurate MiFID II transaction reporting

The Business Challenge

Containing sixty-five fields, and submissible on a T+1 basis, a MiFID II transaction report requires the gathering of extensive reference data and other information. Firms must also decide whether a transaction is ToTV (Traded on a Trading Venue), and so reportable.

In addition, MiFID II RTS 22, Article 15, stipulates that firms must have in place arrangements to ensure transaction reports are complete and accurate, including testing of their reporting process and regular reconciliation of front office trading records against data samples provided by competent authorities.

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